AG ASSET ADVISORY, LLC

RIASEC RegisteredEst. 2015
Total AUM
$440M
Discretionary
$440M
100% of AUM
Avg account
$2.2M
Accounts
196
Employees
3
Advisory reps
2

Firm details

Headquarters
Los Angeles, California
CRD number
154406
Registered since
January 2, 2015
Custodians
CHARLES SCHWAB & CO., INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI93.19%
  • Charitable Organizations5.71%
  • Individuals1.1%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

AG Asset Advisory, LLC is an independent, SEC-registered registered investment adviser formed as an LLC in 2015. The firm serves both individuals/families and institutional clients and operates as a capital allocator that supplements in-house portfolio management with third-party managers. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, pension consulting services and the selection of other advisers. The firm charges fees based on a percentage of assets under management, fixed fees and performance-based arrangements. AG Asset Advisory is not positioned as an ESG investor and reports an affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 56%, Exchange Traded Equities 30%, State & Local Bonds 8%, US Government Bonds 5%, Cash & Cash Equivalents 1%56%
  • Public Funds/Mutual Funds56%
  • Exchange Traded Equities30%
  • State & Local Bonds8%
  • US Government Bonds5%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • BRIAN THOMAS

    Chief Investment OfficerCRD 4647656

Contacts

1 of 1
  • ANTHONY GLOMSKI

    Founder & PrincipalCRD 5140380

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 11

Active vs passive

$58.3M in ETFs

Passive

5%

$2.8M

Active

82%

$55.5M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US EQUITY MARKET ETF (DFUS)DimensionalActiveLarge Blend$32.5M458,30855.73%

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
1901 Avenue of the Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth