HARKEN CAPITAL SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
SCITUATE, Massachusetts
CRD number
163749
Registered since
October 22, 2012

Firm profile

FINTRX

Overview

Harken Capital Securities, LLC is organized as a limited liability company and has been SEC-registered since 2012. The firm is owned by an individual and is listed in the data as an "unclassified" advisory entity; no public description of its primary business lines, client types, fee schedules, or advisory processes was provided in the record. The firm does not identify itself as a capital allocator and is not flagged as an active ESG investor. The record also indicates it is not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser to another registered entity. FINTRX did not supply information about investment approaches, product menus, or client segmentation, so those details are not available in this profile.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • KATHERINE ANDERSON

    Financial Operations PrincipalCRD 4723171

  • DONALD NELSON

    Co-Founder and Managing DirectorCRD 5309263

  • FREDERICK MALLOY

    Co-Founder and Managing DirectorCRD 2521341

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SCITUATE, MA

PLYMOUTH

Location

SCITUATE, MA

Headquartered in SCITUATE, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
PLYMOUTH
Address
16 Ann Vinal Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth