Harken Capital Securities, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Scituate, Massachusetts
CRD number
163749
Registered since
October 22, 2012

Firm profile

FINTRX

Overview

Harken Capital Securities, LLC is an individual-owned limited liability company that registered with the SEC in 2012. The firm's public classification is listed as "unclassified" and the available profile does not provide detail on client segments, advisory services, fee schedules, or day-to-day business activities. The snapshot flags several negative/absent attributes: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not designated as a related adviser. Those entries, together with the lack of disclosed business activity, indicate limited public reporting about how the entity operates or how it serves clients.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • Katherine Anderson

    Financial Operations PrincipalCRD 4723171

  • Frederick Malloy

    Frederick Malloy

    Co-Founder and Managing DirectorCRD 2521341

  • Donald Nelson

    Donald Nelson

    Co-Founder and Managing DirectorCRD 5309263

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Scituate, MA

Plymouth

Location

Scituate, MA

Headquartered in Scituate, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Plymouth
Address
16 Ann Vinal Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth