Harken Capital Securities, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Scituate, Massachusetts
CRD number
163749
Registered since
October 22, 2012

Firm profile

FINTRX

Overview

Harken Capital Securities, LLC is a limited liability company that registered with the SEC in 2012 and is owned by an individual. Public records classify the firm as unclassified and indicate it is not organized as a capital allocator. The dataset flags the firm as not an active ESG investor and not a multi-state adviser. Beyond these structural and registration details, there is little public disclosure about the firm’s advisory activities, client types, or specific investment approach.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 6
  • Katherine Anderson

    Financial Operations PrincipalCRD 4723171

  • Donald Nelson

    Donald Nelson

    Co-Founder and Managing DirectorCRD 5309263

  • Frederick Malloy

    Frederick Malloy

    Co-Founder and Managing DirectorCRD 2521341

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Scituate, MA

Plymouth

Location

Scituate, MA

Headquartered in Scituate, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Plymouth
Address
16 Ann Vinal Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth