Harborlight Investments, LLC

RIASEC Registered

Total AUM

$106M

Discretionary

$106M

100% of AUM

Avg account

$348K

Accounts

304

Employees

Advisory reps

Firm details

Headquarters: El Cerrito, California
CRD number: 285805
Website: www.harborlightinvestments.com
Custodians: CHARLES SCHWAB & CO., INC., SHAREHOLDERS SERVICE GROUP, LLC
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI75.9%
Individuals22.73%
Charitable Organizations1.37%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Harborlight Investments, LLC is an independently operated registered investment adviser organized as an LLC and owned by an individual. The firm advises both individual and family clients as well as institutional clients, and charges for advice primarily as a percentage of assets under management with the option to bill hourly for certain services. Core advisory capabilities listed include financial planning, portfolio management for individuals and small businesses, and pension consulting work. Harborlight does not position itself as an ESG-focused allocator and its operations appear compact rather than multi-state.