S&F INVESTMENT ADVISORS

RIASEC RegisteredEst. 2026

Total AUM

$106M

Discretionary

$106M

100% of AUM

Avg account

$404K

Accounts

263

Employees

Advisory reps

Firm details

Headquarters: ENCINO, California
CRD number: 129367
Registered since: June 1, 2026
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Pension & Profit Sharing Plans49.05%
Individuals42.47%
HNWI5.54%
Pooled Investment Vehicles2.93%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

S&F Investment Advisors is a small, owner-operated advisory practice organized as a sole proprietorship. The firm identifies its client base as both individual/family and institutional relationships, but its advisory focus is portfolio management for individuals and small businesses. The business also lists accounting among its activities, suggesting overlap between financial/accounting services and investment management. Fee arrangements are flexible and include percentage-of-AUM, fixed fees, and performance-based structures. The firm is SEC-registered (listed as 2026) and does not describe itself as an active ESG investor.