Hanley Capital Management, LLC

RIASEC Registered
Total AUM
$69M
Discretionary
$69M
100% of AUM
Avg account
$3.6M
Accounts
19
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
150355
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Hanley Capital Management, LLC is a small, independent RIA organized as an LLC and owned by an individual. The firm provides fee-based portfolio management primarily for individual and family clients and for small businesses, operating on a discretionary basis. Its stated business model is percentage-of-AUM fees rather than hourly or flat fees. The adviser does not position itself as a capital allocator, is not active on ESG mandates, and does not report multi-state registration or related-adviser arrangements.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: State & Local Bonds 70%, US Government Bonds 10%, Cash & Cash Equivalents 10%, Exchange Traded Equities 5%, Non-Exchange Traded Equities 5%70%
  • State & Local Bonds70%
  • US Government Bonds10%
  • Cash & Cash Equivalents10%
  • Exchange Traded Equities5%
  • Non-Exchange Traded Equities5%

Contacts

1 of 1
  • Stephen Hanley

    Managing MemberCRD 1451615

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth