Rooks Wealth Advisors, LLC
Firm details
- Headquarters
- Chattanooga, Tennessee
- CRD number
- 316013
- Website
- www.rookscpas.com
- Custodians
- CHARLES SCHWAB & CO., INC., JOHN HANCOCK DISTRIBUTORS LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI63.77%
- Individuals18.84%
- Pension & Profit Sharing Plans17.39%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Rooks Wealth Advisors, LLC operates as an independent registered investment adviser organized as an LLC and owned by an individual owner. The firm serves both individuals and families as well as institutional clients, providing financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fees are a mix of percentage of assets under management, hourly charges, and fixed fees. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds40%
- Exchange Traded Equities35%
- State & Local Bonds10%
- Cash & Cash Equivalents8%
- US Government Bonds4%
Contacts
2 of 2
Bradley Rooks
Managing PartnerCRD 5882475
William White
Investment Advisor RepresentativeCRD 7963847
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chattanooga, TN
Hamilton
Location
Chattanooga, TN
Headquartered in Chattanooga, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.
- Metro area
- Chattanooga-Cleveland-Dalton, TN-GA
- Region
- South
- County
- Hamilton
- Address
- 412 Georgia Ave
- Time zone
- CT (UTC-6)
- Office locations
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