HAMRICK INVESTMENT COUNSEL, LLC

RIASEC RegisteredEst. 2014
Total AUM
$299M
Discretionary
$299M
100% of AUM
Avg account
$959K
Accounts
312
Employees
2
Advisory reps
3

Firm details

Headquarters
SEATTLE, Washington
CRD number
116314
Registered since
March 19, 2014
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI85.75%
  • Individuals7.38%
  • Charitable Organizations6.86%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Hamrick Investment Counsel, LLC is an independent, owner-operated registered investment adviser organized as an LLC and SEC-registered since 2014. The firm works with both high-net-worth individuals and families as well as institutional clients, offering financial planning and discretionary portfolio management for individuals, small businesses, and other business or institutional entities. Its fee arrangements include asset-based (percentage of AUM) billing as well as hourly and fixed-fee engagements. The firm does not describe itself as an active ESG investor and does not operate as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 45%, Cash & Cash Equivalents 5%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities45%
  • Cash & Cash Equivalents5%

Contacts

3 of 3
  • TODD WATHEY

    Investment Management ProfessionalCRD 4717347

  • DOUGLAS HAACK

    Investment AdvisorCRD 2068732

  • ROY HAMRICK

    FounderCRD 1729273

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 127

Active vs passive

$96.6M in ETFs

Passive

90%

$86.8M

Active

<1%

$9.8M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB 1-5 YEAR CORPORATE BOND ETF (SCHJ)SchwabPassiveShort Term Bond$18.4M742,52319.01%

Location

Primary office

SEATTLE, WA

KING

Location

SEATTLE, WA

Headquartered in SEATTLE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
2033 6th Ave
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth