Breakwater Investment Management
Firm details
- Headquarters
- Seattle, Washington
- CRD number
- 150841
- Registered since
- January 9, 2014
- Website
- www.breakwater.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI83.38%
- Individuals16.44%
- Charitable Organizations0.18%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Breakwater Investment Management is an independent, owner-operated registered investment adviser that focuses on individual and family clients. The firm registered with the SEC in 2014 and offers financial planning and portfolio management services tailored to individuals and small businesses. Its billing approach is flexible, combining asset-based fees with hourly and fixed-fee engagements. Breakwater does not identify as an active ESG investor, is not a capital allocator to its own funds, and is not positioned as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- Investment Grade Corp Bonds9%
- Sovereign Bonds6%
- US Government Bonds5%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
Joseph Turley
Chief Compliance OfficerCRD 1265535
Contacts
2 of 2
Kevin DeAngelis
Financial AdvisorCRD 6513156
Bethany Steinhaus
OwnerCRD 5311241
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 252Active vs passive
$311M in ETFs
87%
$271M
4%
$39.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $41.7M | 112,814 | 13.44% |
Location
Seattle, WA
King
Location
Seattle, WA
Headquartered in Seattle, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- King
- Address
- 2033 6th Ave
- Time zone
- PT (UTC-8)
- Office locations
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