Cloud Capital Management

RIASEC Registered
Total AUM
$300M
Discretionary
$300M
100% of AUM
Avg account
$758K
Accounts
396
Employees
5
Advisory reps
5

Firm details

Headquarters
Seattle, Washington
CRD number
317325
Registered since
August 15, 2023
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI91.09%
  • Individuals8.89%
  • Corporations / Businesses0.02%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Cloud Capital Management is an independent, owner-operated RIA organized as an LLC and registered with the SEC in 2023. The firm serves both individual/family and institutional clients, offering financial planning and portfolio management for individuals, small businesses, and pooled investment vehicles. Its fee arrangements combine a percentage-of-AUM schedule with the ability to charge performance-based fees. The firm is active as a sponsor/GP/managing member of pooled vehicles, which aligns with its advisory work for pooled investment vehicles and its use of performance fees. Cloud Capital Management reports it is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 58%, Exchange Traded Equities 19%, State & Local Bonds 10%, Cash & Cash Equivalents 9%, Other 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%58%
  • Public Funds/Mutual Funds58%
  • Exchange Traded Equities19%
  • State & Local Bonds10%
  • Cash & Cash Equivalents9%
  • Other2%

Owners & executives

1 of 1
  • Hart Williams

    Hart Williams

    Co-Founder & CEOCRD 6895310

Contacts

3 of 4
  • Kory Lackey

    Kory Lackey

    Investment Advisor RepresentativeCRD 4603900

  • Taylor Heininger

    Taylor Heininger

    Investment Advisor RepresentativeCRD 6879270

  • Sean Sternbach

    Sean Sternbach

    Investment Advisor RepresentativeCRD 7455409

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Seattle, WA

King

Location

Seattle, WA

Headquartered in Seattle, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
King
Address
450 Alaskan Way S
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth