HALBERT HARGROVE

RIASEC RegisteredEst. 1988
Total AUM
$4.2B
Discretionary
$4.2B
99% of AUM
Avg account
$852K
Accounts
4,932
Employees
52
Advisory reps
42

Firm details

Headquarters
LONG BEACH, California
CRD number
105515
Registered since
October 13, 1988
Website
www.halberthargrove.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI81.1%
  • Pension & Profit Sharing Plans7.67%
  • Individuals5.82%
  • Charitable Organizations3.28%
  • Corporations / Businesses2.13%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Halbert Hargrove is an independent registered investment adviser organized as an LLC that serves both individual and institutional clients. The firm provides advice and portfolio management across personal, small business and institutional relationships, and also offers financial planning, manager selection, and educational content such as newsletters and seminars. Compensation is primarily fee-based, combining percentage-of-AUM and fixed-fee arrangements. The firm identifies as a capital allocator and reports active ESG investing among its preferences. It has drawn industry recognition, including repeated appearances on CNBC’s Top 100 Financial Advisory Firms list (2019, 2020, 2021, 2022, 2025) and a Top RIA Firms mention from FA Magazine in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 12%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities12%
  • US Government Bonds1%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 4

  • CECILIA WILLIAMS

    Chief Operating OfficerCRD 5136559

  • BRIAN SPINELLI

    Co-Chief Investment OfficerCRD 5129615

  • JOHN ABUSAID

    CEO & PresidentCRD 3084990

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Contacts

3 of 38

  • CRAIG CROSS

    Managing DirectorCRD 872117

  • TYLER GILLEY

    Associate Wealth AdvisorCRD 6613448

  • SAMANTHA GARCIA

    Senior Wealth AdvisorCRD 6325828

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 252

Active vs passive

$2.1B in ETFs

Passive

64%

$1.3B

Active

22%

$748M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$328M502,32315.79%
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Location

Primary office

LONG BEACH, CA

LOS ANGELES

Location

LONG BEACH, CA

Headquartered in LONG BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
111 W Ocean Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth