CLG LLC

RIASEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
98% of AUM
Avg account
$406K
Accounts
2,771
Employees
35
Advisory reps
22

Firm details

Headquarters
Long Beach, California
CRD number
282605
Registered since
September 29, 2016
Website
clgwm.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI74.79%
  • Individuals23.21%
  • Corporations / Businesses1.58%
  • Pension & Profit Sharing Plans0.21%
  • Charitable Organizations0.2%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

CLG LLC is an independent fee-based wealth manager organized as an LLC that registered with the SEC in 2016. The firm acts as a capital allocator for both individual and family clients as well as institutional accounts. Its advisory services include comprehensive financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting and selection of other advisers. CLG charges clients via AUM-based fees and also uses hourly, fixed and other fee arrangements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 12%, Cash & Cash Equivalents 8%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%, Other 1%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities12%
  • Cash & Cash Equivalents8%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

1 of 1
  • Elizabeth Carr

    Elizabeth Carr

    Partner & Chief Compliance OfficerCRD 1830205

Contacts

3 of 21
  • Jon Bemis

    Jon Bemis

    Financial AdvisorCRD 3268270

  • Gerald Mitchell

    Gerald Mitchell

    Head of OperationsCRD 6220214

  • Connor Campbell

    Connor Campbell

    Financial AdvisorCRD 6660725

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 104

Active vs passive

$456M in ETFs

Passive

40%

$184M

Active

57%

$272M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$79.3M103,59617.41%
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Location

Primary office

Long Beach, CA

Los Angeles

Location

Long Beach, CA

Headquartered in Long Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
4821 E 2nd St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth