LEDERER & ASSOCIATES INVESTMENT COUNSEL

RIASEC RegisteredEst. 1986
Total AUM
$244M
Discretionary
$244M
100% of AUM
Avg account
$1.8M
Accounts
137
Employees
3
Advisory reps
3

Firm details

Headquarters
LONG BEACH, California
CRD number
110376
Registered since
February 13, 1986
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI77.99%
  • Charitable Organizations15.73%
  • Individuals6.27%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lederer & Associates Investment Counsel is a small, SEC-registered investment advisory firm that has been operating since 1986. The firm manages portfolios for both individual and family clients as well as institutional and business accounts, charging fees based on a percentage of assets under management. Its advisory focus is traditional portfolio management rather than pension consulting or ESG-driven investing, and it reports as a single-state adviser without related advisers or an identified role as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, US Government Bonds 22%, Investment Grade Corp Bonds 8%, Cash & Cash Equivalents 7%63%
  • Exchange Traded Equities63%
  • US Government Bonds22%
  • Investment Grade Corp Bonds8%
  • Cash & Cash Equivalents7%

Owners & executives

1 of 1
  • RICHARD LEDERER

    President and Chief Investment OfficerCRD 4383533

Contacts

2 of 2
  • DARIN BEMIS

    Portfolio Manager, AnalystCRD 2250447

  • BRIAN BYRNE

    Operations AdministratorCRD 6260707

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 15

Active vs passive

$12.2M in ETFs

Passive

100%

$12.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$2.8M6,52322.92%

Location

Primary office

LONG BEACH, CA

LOS ANGELES

Location

LONG BEACH, CA

Headquartered in LONG BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
5305 E 2nd St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth