The Chartist
Firm details
- Headquarters
- Long Beach, California
- CRD number
- 105072
- Registered since
- July 1, 1976
- Website
- www.thechartist.com
- Fee structure
- Percentage of AUM, Subscription Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for IndividualsPublication of Periodicals
Firm profile
FINTRXOverview
The Chartist is an independent, privately owned registered investment adviser that has been SEC-registered since 1976. It primarily serves individual and family clients, offering portfolio management for individuals and small businesses and publishing periodicals or newsletters as part of its advisory activities. The firm charges fees based on a percentage of assets under management and also uses a subscription-fee model for its publication/offering. It does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities96%
- Non-Exchange Traded Equities2%
- Cash & Cash Equivalents2%
Contacts
3 of 3Christopher Mais
Investment Adviser RepresentativeCRD 2449031
Steven Mais
Vice PresidentCRD 710902
Daniel Sullivan
Financial AdvisorCRD 2635334
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 14Active vs passive
$93.3M in ETFs
100%
$93.3M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $38.4M | 52,079 | 41.11% |
Location
Long Beach, CA
Los Angeles
Location
Long Beach, CA
Headquartered in Long Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 6621 E Pacific Coast Hwy
- Time zone
- PT (UTC-8)
- Office locations
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