The Chartist
Firm details
- Headquarters
- Long Beach, California
- CRD number
- 105072
- Registered since
- July 1, 1976
- Website
- www.thechartist.com
- Fee structure
- Percentage of AUM, Subscription Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for IndividualsPublication of Periodicals
Firm profile
FINTRXOverview
The Chartist is an independent registered investment adviser organized as a corporation and owned by an individual. The firm is SEC registered (registration year 1976) and focuses on advising individual and family clients. Its advisory work centers on portfolio management for individuals and small businesses and on producing periodicals or newsletters, which suggests a research-driven component to its client-facing services. Fee arrangements combine a percentage-of-assets model with subscription fees, reflecting the mix of discretionary portfolio management and subscription-based publishing. The firm does not position itself as a capital allocator, is not an active ESG investor, and does not market itself as a pension consultant or related adviser. It appears to operate on a single-state basis rather than as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities96%
- Non-Exchange Traded Equities2%
- Cash & Cash Equivalents2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$90.4M in ETFs
100%
$90.4M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $37.4M | 50,604 | 41.41% |
Location
Long Beach, CA
Los Angeles
Location
Long Beach, CA
Headquartered in Long Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 6621 E Pacific Coast Hwy
- Time zone
- PT (UTC-8)
- Office locations
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