GUGGENHEIM INVESTOR SERVICES, LLC

Overview

Guggenheim Investor Services, LLC is organized as a limited liability company and has been SEC-registered since 1992. FINTRX classifies the entity as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is identified as a mix of a domestic entity and individual ownership. The snapshot data in FINTRX flags several operational attributes: the firm is not identified as an active ESG investor, it is not listed as a multi-state adviser, and it is not described as a pension consultant or related adviser. FINTRX does not characterize the firm as a capital allocator. Specifics about fee arrangements, client segmentation, advisory activities, or detailed business lines were not supplied in the source dataset.

Assets & Accounts

Location & Offices