Guggenheim Investor Services, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 30096
- Registered since
- July 21, 1992
Firm profile
FINTRXOverview
Guggenheim Investor Services, LLC is organized as a limited liability company and is classified in the data as an investment bank. The record shows the entity has been SEC-registered since 1992 and is listed under a domestic/individual ownership type. The firm is not identified as a capital allocator or as an active ESG investor, and it is not marked as a multi-state adviser, pension consultant, or related adviser. No detailed description of advisory or other business activities was provided in the source material.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Ying Chan
Chief Financial OfficerCRD 4956885

Robert Saperstein
Chief Compliance OfficerCRD 2567876

Kerri Cain
Chief Compliance OfficerCRD 2920203
Contacts
3 of 11
Suzanne Stone
DirectorCRD 5558728

Dina Dilorenzo
Co-PresidentCRD 2664787
John Benesch
DirectorCRD 1262116
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 330 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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