Guerra Pan Advisors, LLC

RIASEC RegisteredEst. 2021
Total AUM
$210M
Discretionary
$210M
100% of AUM
Avg account
$706K
Accounts
298
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
313489
Registered since
April 14, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI92.57%
  • Individuals7.43%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Guerra Pan Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2021. The firm serves individual and family clients, charging fees based on a percentage of assets under management. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses. Guerra Pan does not list active ESG investing among its practices and does not identify as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Public Funds/Mutual Funds 24%, Cash & Cash Equivalents 13%63%
  • Exchange Traded Equities63%
  • Public Funds/Mutual Funds24%
  • Cash & Cash Equivalents13%

Contacts

1 of 1
  • Robert Guerra

    Robert Guerra

    PartnerCRD 4419498

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 48

Active vs passive

$70.8M in ETFs

Passive

97%

$68.6M

Active

3%

$2.3M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US SMALL-CAP ETF (SCHA)SchwabPassiveSmall Blend$7M193,3639.86%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth