IMPACT SHARES

RIASEC RegisteredEst. 2018
Total AUM
$210M
Discretionary
$210M
100% of AUM
Avg account
$70.1M
Accounts
3
Employees
3
Advisory reps
3

Firm details

Headquarters
DALLAS, Texas
CRD number
282472
Registered since
February 2, 2018
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Impact Shares operates as a corporation and focuses primarily on portfolio management for investment companies. Established in 2018, the firm caters to an institutional client base, employing a fee structure based on a percentage of assets under management. Although it does not classify itself as an active ESG investor, it maintains a relationship with a law firm, which may assist in navigating regulatory and compliance matters. The firm is not a capital allocator, pension consultant, or multi-state adviser, and it does not have affiliations with related advisers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • SUSAN BEGANDO

    Chief Compliance OfficerCRD 2023099

  • ETHAN POWELL

    Principal and Chief Investment OfficerCRD 6067295

Contacts

1 of 1
  • Donald Guiney

    Executive Vice President & General CounselCRD 6994547

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
5950 Berkshire Ln
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth