Guardian Wealth Management, LLC

RIASEC RegisteredEst. 2002
Total AUM
$411M
Discretionary
$406M
99% of AUM
Avg account
$339K
Accounts
1,213
Employees
11
Advisory reps
6

Firm details

Headquarters
Chattanooga, Tennessee
CRD number
118668
Registered since
July 19, 2002
Website
guardianwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI84.53%
  • Individuals14.71%
  • Pension & Profit Sharing Plans0.77%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Guardian Wealth Management, LLC is an independent registered investment adviser that has been SEC-registered since 2002. The firm serves individuals and families, providing financial planning and portfolio management for individual clients and small businesses. Its fee model is mixed: percentage-of-AUM fees are used alongside hourly and fixed-fee arrangements. Guardian reports it does not position itself as a capital allocator and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 79%, Non-Exchange Traded Equities 18%, Cash & Cash Equivalents 3%79%
  • Exchange Traded Equities79%
  • Non-Exchange Traded Equities18%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • James Motte

    James Motte

    Chief Compliance OfficerCRD 4931527

Contacts

3 of 5
  • Daryl Crow

    Daryl Crow

    Founder and Financial AdvisorCRD 7238142

  • Laura Reid

    Financial PlannerCRD 7637368

  • James Raper

    Financial AdvisorCRD 7637561

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chattanooga, TN

Hamilton

Location

Chattanooga, TN

Headquartered in Chattanooga, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.

Metro area
Chattanooga-Cleveland-Dalton, TN-GA
Region
South
County
Hamilton
Address
736 Market St
Time zone
CT (UTC-6)
Office locations

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