Apex Strategic Wealth, LLC

RIASEC RegisteredEst. 2020

Total AUM

$292M

Discretionary

$292M

100% of AUM

Avg account

$220K

Accounts

1,328

Employees

Advisory reps

Firm details

Headquarters: Chattanooga, Tennessee
CRD number: 308569
Registered since: May 15, 2020
Website: www.apxstrategicwealth.com
Custodians: LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI67.56%
Individuals30.3%
Charitable Organizations2.08%
State / Municipal Government0.06%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Apex Strategic Wealth, LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2020. The firm serves both individual and family clients as well as institutional relationships, and operates as an insurance broker in addition to providing advisory services. Its core advisory activities include financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Fee arrangements are flexible: the firm charges a percentage of assets under management and can also bill on an hourly or fixed-fee basis. Apex Strategic Wealth is not positioned as an ESG-focused manager, does not act as a capital allocator to its own funds, and does not present itself as a multi-state or pension-focused consultant.