Apex Strategic Wealth, LLC

RIASEC RegisteredEst. 2020

Total AUM

$292M

Discretionary

$292M

100% of AUM

Avg account

$220K

Accounts

1,328

Employees

Advisory reps

Firm details

Headquarters: Chattanooga, Tennessee
CRD number: 308569
Registered since: May 15, 2020
Website: www.apxstrategicwealth.com
Custodians: LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI67.56%
Individuals30.3%
Charitable Organizations2.08%
State / Municipal Government0.06%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Apex Strategic Wealth, LLC is an independent, individually owned registered investment adviser that began SEC registration in 2020. The firm serves both individual and family clients as well as institutional accounts and operates as an insurance broker in addition to providing advisory services. Its client-facing offerings include financial planning, portfolio management for individuals and small businesses, and educational seminars and workshops. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Apex does not self-identify as an active ESG investor, is not a multi-state adviser, and is not designated as a capital allocator; nevertheless, it directs client capital to third‑party alternative fund managers.