Guardian Wealth Advisors, LLC

RIASEC RegisteredEst. 2020
Total AUM
$2.7B
Discretionary
$2.6B
95% of AUM
Avg account
$509K
Accounts
5,387
Employees
50
Advisory reps
33

Firm details

Headquarters
Raleigh, North Carolina
CRD number
305412
Registered since
February 24, 2020
Website
www.guardian-wa.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI55.91%
  • Pension & Profit Sharing Plans27.48%
  • Individuals15.88%
  • Corporations / Businesses0.73%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Guardian Wealth Advisors, LLC is an independent registered investment adviser that began SEC registration in 2020 and is structured as an LLC. The firm serves both individual/family and institutional clients and describes itself as a capital allocator. Its advisory services include comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Guardian does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, Exchange Traded Equities 14%, Cash & Cash Equivalents 6%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%76%
  • Public Funds/Mutual Funds76%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents6%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

2 of 2
  • Marissa Pratt

    Marissa Pratt

    Chief Operating OfficerCRD 7719304

  • Christian Keedy

    Christian Keedy

    Chief Compliance Officer, Managing PartnerCRD 4325571

Contacts

3 of 31
  • Jeffrey Link

    Jeffrey Link

    Financial Advisor & Wealth ManagerCRD 2739333

  • Samuel Sexton

    Samuel Sexton

    FounderCRD 6164831

  • Hallvard Boehn

    Hallvard Boehn

    Associate AdvisorCRD 7865942

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 200

Active vs passive

$1.6B in ETFs

Passive

45%

$721M

Active

49%

$878M

ETFProviderStyleCategoryValueShares% of portfolio
APTUS COLLARED INVESTMENT OPPORTUNITY ETF (ACIO) Aptus Capital AdvisorsActiveOptions Trading$210M4,543,32313.11%
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Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
2413 Blue Ridge Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth