Guardian Wealth Advisors, LLC
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 305412
- Registered since
- February 24, 2020
- Website
- www.guardian-wa.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI55.91%
- Pension & Profit Sharing Plans27.48%
- Individuals15.88%
- Corporations / Businesses0.73%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Guardian Wealth Advisors, LLC is an independent registered investment adviser that began SEC registration in 2020 and is structured as an LLC. The firm serves both individual/family and institutional clients and describes itself as a capital allocator. Its advisory services include comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Guardian does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds76%
- Exchange Traded Equities14%
- Cash & Cash Equivalents6%
- Non-Exchange Traded Equities1%
- US Government Bonds1%
Owners & executives
2 of 2
Christian Keedy
Chief Compliance Officer, Managing PartnerCRD 4325571
Marissa Pratt
Chief Operating OfficerCRD 7719304
Contacts
3 of 31
Brandon Fentress
Financial AdvisorCRD 5769895
Russell Ingram
Financial AdvisorCRD 5875940
David Misenheimer
Investment Advisor RepresentativeCRD 4475048
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 385Active vs passive
$3B in ETFs
47%
$1.4B
49%
$1.6B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| APTUS COLLARED INVESTMENT OPPORTUNITY ETF (ACIO) | Aptus Capital Advisors | Active | Options Trading | $210M | 4,543,323 | 7.07% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 2413 Blue Ridge Rd
- Time zone
- ET (UTC-5)
- Office locations
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