Capital Investment Advisory Services, LLC
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 149124
- Registered since
- January 5, 2009
- Website
- capital-invest.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI55.7%
- Individuals40.59%
- Corporations / Businesses1.62%
- Pension & Profit Sharing Plans1.17%
- Charitable Organizations0.92%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Capital Investment Advisory Services, LLC is an SEC-registered investment adviser organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. The firm has been registered since 2009 and provides a mix of financial planning and discretionary portfolio management across individuals, small businesses and institutions, along with pension consulting and manager selection services. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed fees. The firm reports it is not an active ESG investor and lists affiliations with broker-dealers, other investment advisers and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- Public Funds/Mutual Funds25%
- Cash & Cash Equivalents7%
- US Government Bonds3%
- State & Local Bonds2%
Owners & executives
3 of 5
Jason Luhan
Chief Compliance Officer & General CounselCRD 5483636
Ronald King
Chief Compliance OfficerCRD 2530489
Cort Meinelschmidt
CEOCRD 4757304
Contacts
3 of 99Charles Forgason
RepresentativeCRD 1250516
Abigail Tilley
Investment Advisory RepresentativeCRD 7607443
Robert Williams
Registered RepresentativeCRD 2189828
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,077Active vs passive
$1.1B in ETFs
61%
$643M
35%
$415M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $55.8M | 609,138 | 5.28% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 100 E Six Forks Rd
- Time zone
- ET (UTC-5)
- Office locations
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