Capital Investment Advisory Services, LLC

RIASEC Registered

Total AUM

$2.4B

Discretionary

$2.4B

100% of AUM

Avg account

$243K

Accounts

9,862

Employees

Advisory reps

104

Firm details

Headquarters: Raleigh, North Carolina
CRD number: 149124
Registered since: January 5, 2009
Website: capital-invest.com
Custodians: CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI55.7%
Individuals40.59%
Corporations / Businesses1.62%
Pension & Profit Sharing Plans1.17%
Charitable Organizations0.92%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Investment Advisory Services, LLC is an independent registered investment adviser that has been SEC-registered since 2009. The firm operates as an LLC and serves both individual & family and institutional clients. Its advisory services span financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and selection of other advisers. The firm bills through a mix of percentage-of-AUM fees as well as hourly and fixed-fee arrangements. It identifies as a capital allocator and maintains broker-dealer and insurance company affiliations. The firm does not characterize itself as an active ESG investor.