Capital Investment Advisory Services, LLC
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 149124
- Registered since
- January 5, 2009
- Website
- capital-invest.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI55.7%
- Individuals40.59%
- Corporations / Businesses1.62%
- Pension & Profit Sharing Plans1.17%
- Charitable Organizations0.92%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Capital Investment Advisory Services, LLC is an independent registered investment adviser that has been SEC-registered since 2009 and operates as a limited liability company. The firm serves both high-net-worth individuals and families as well as institutional clients, positioning itself as a capital allocator that can select third‑party managers. Core services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and the selection of sub‑advisers. Its fee arrangements are flexible, combining asset‑based fees with hourly and fixed fee engagements. The firm lists industry affiliations with a broker‑dealer, another investment adviser and an insurance company. It does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- Public Funds/Mutual Funds25%
- Cash & Cash Equivalents7%
- US Government Bonds3%
- State & Local Bonds2%
Owners & executives
3 of 5
Jason Luhan
Chief Compliance Officer & General CounselCRD 5483636
Ronald King
Chief Compliance OfficerCRD 2530489
Cort Meinelschmidt
CEOCRD 4757304
Contacts
3 of 98Charles Forgason
RepresentativeCRD 1250516
Abigail Tilley
Investment Advisory RepresentativeCRD 7607443
Robert Williams
Registered RepresentativeCRD 2189828
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,176Active vs passive
$1.2B in ETFs
58%
$723M
36%
$520M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $50.5M | 550,727 | 4.06% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 100 E Six Forks Rd
- Time zone
- ET (UTC-5)
- Office locations
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