CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIASEC RegisteredEst. 2009
Total AUM
$2.4B
Discretionary
$2.4B
100% of AUM
Avg account
$243K
Accounts
9,862
Employees
91
Advisory reps
104

Firm details

Headquarters
RALEIGH, North Carolina
CRD number
149124
Registered since
January 5, 2009
Website
capital-invest.com
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI55.7%
  • Individuals40.59%
  • Corporations / Businesses1.62%
  • Pension & Profit Sharing Plans1.17%
  • Charitable Organizations0.92%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Investment Advisory Services, LLC is an SEC-registered investment adviser organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. The firm has been registered since 2009 and provides a mix of financial planning and discretionary portfolio management across individuals, small businesses and institutions, along with pension consulting and manager selection services. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed fees. The firm reports it is not an active ESG investor and lists affiliations with broker-dealers, other investment advisers and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Public Funds/Mutual Funds 25%, Cash & Cash Equivalents 7%, US Government Bonds 3%, State & Local Bonds 2%, Investment Grade Corp Bonds 1%61%
  • Exchange Traded Equities61%
  • Public Funds/Mutual Funds25%
  • Cash & Cash Equivalents7%
  • US Government Bonds3%
  • State & Local Bonds2%

Owners & executives

3 of 5

  • JASON LUHAN

    Chief Compliance Officer & General CounselCRD 5483636

  • RONALD KING

    Chief Compliance OfficerCRD 2530489

  • CORT MEINELSCHMIDT

    CEOCRD 4757304

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Contacts

3 of 99

  • CHARLES FORGASON

    RepresentativeCRD 1250516

  • ABIGAIL TILLEY

    Investment Advisory RepresentativeCRD 7607443

  • ROBERT WILLIAMS

    Registered RepresentativeCRD 2189828

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 1,077

Active vs passive

$1.1B in ETFs

Passive

61%

$643M

Active

35%

$415M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$55.8M609,1385.28%
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Location

Primary office

RALEIGH, NC

WAKE

Location

RALEIGH, NC

Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
WAKE
Address
100 E Six Forks Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

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