Guardian Capital LP
Firm details
- Headquarters
- Toronto Ontario,
- CRD number
- 105078
- Registered since
- December 7, 1998
- Website
- www.guardiancapital.com
- Custodians
- CIBC WORLD MARKETS CORP., RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles62.4%
- State / Municipal Government13.21%
- Pension & Profit Sharing Plans10.22%
- Corporations / Businesses5.35%
- Insurance Companies3.18%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Guardian Capital LP is an institutional registered investment adviser and limited partnership that describes itself as a capital allocator serving institutional clients. The firm has been SEC-registered since 1998 and operates under a fee model that combines a percentage-of-AUM component with performance-based fees. Its advisory activities span discretionary portfolio management across individuals/small businesses, investment companies, pooled vehicles, and institutional clients, plus selection of third-party advisers. Guardian Capital LP is not identified as an active ESG investor and is not registered as a multi-state adviser. Guardian positions itself to manage both equity-centric mandates and alternative allocations via third-party managers. It also holds roles consistent with sponsor/GP or managing member for pooled vehicles and maintains affiliations across broker-dealer, trust, banking, and insurance channels.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Sovereign Bonds15%
- Investment Grade Corp Bonds12%
- Cash & Cash Equivalents7%
- Private Funds6%
Owners & executives
3 of 3
Donald Yi
Chief Financial OfficerCRD 6473842
Richard Britnell
Chief Compliance OfficerCRD 7771420
Francis Mercuri
Chief Financial OfficerCRD 7791965
Contacts
3 of 3Matthew Turner
Managing Director, General CounselCRD 5551034
George Mavroudis
Board DirectorCRD 4853652
Nicolas Richard
CRD 5710156
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 6Active vs passive
$10.8M in ETFs
100%
$10.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF (HYG) | BlackRock | Passive | High Yield Bond | $2.9M | 36,500 | 27.15% |
Location
Toronto Ontario, null
Location
Toronto Ontario, null
Headquartered in Toronto Ontario, null.
- Address
- Commerce Ct W Suite 2700
- Office locations
Similar firms
Antin Infrastructure Partners US Services LLC
RIANew York, NY
Ferguson Wellman Capital Management, Inc.
RIAPortland, OR
Black Diamond Capital Management
RIASt Thomas, VI
Plancorp, LLC
RIASaint Louis, MO
Rockwood Capital, LLC
RIANew York, NY
Great Valley Advisor Group, LLC
RIABerwyn, PA