GUARDIAN CAPITAL LP
Firm details
- Headquarters
- TORONTO ONTARIO,
- CRD number
- 105078
- Registered since
- December 7, 1998
- Website
- www.guardiancapital.com
- Custodians
- CIBC WORLD MARKETS CORP., RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles62.4%
- State / Municipal Government13.21%
- Pension & Profit Sharing Plans10.22%
- Corporations / Businesses5.35%
- Insurance Companies3.18%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Guardian Capital LP is a limited partnership registered with the SEC since 1998 that positions itself as a capital allocator serving primarily institutional clients. The firm provides portfolio management across a range of account types — for individuals/small businesses, investment companies, pooled vehicles and institutional clients — and also performs manager selection for external advisers. Guardian Capital LP reports relationships across the financial ecosystem (broker-dealer, bank/thrift, trust company, insurance company) and acts as sponsor/GP or managing member of pooled vehicles. Fee arrangements include both percentage-of-AUM charges and performance-based fees. The adviser does not identify as an active ESG investor and is not a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Sovereign Bonds15%
- Investment Grade Corp Bonds12%
- Cash & Cash Equivalents7%
- Private Funds6%
Owners & executives
2 of 2RICHARD BRITNELL
Chief Compliance OfficerCRD 7771420
DONALD YI
Chief Financial OfficerCRD 6473842
Contacts
2 of 2MATTHEW TURNER
Managing Director, General CounselCRD 5551034
GEORGE MAVROUDIS
Board DirectorCRD 4853652
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 6Active vs passive
$10.7M in ETFs
100%
$10.7M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF (HYG) | BlackRock | Passive | High Yield Bond | $2.9M | 36,500 | 27.15% |
Location
TORONTO ONTARIO, null
Location
TORONTO ONTARIO, null
Headquartered in TORONTO ONTARIO, null.
- Address
- Commerce Ct W Suite 2700
- Office locations
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