Rockwood Capital, LLC

RIASEC RegisteredEst. 2012
Total AUM
$10.6B
Discretionary
$6.5B
61% of AUM
Avg account
$295M
Accounts
36
Employees
65
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
156663
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Rockwood Capital, LLC is an SEC-registered limited liability company formed in 2012 that operates as a real estate-focused investment adviser and sponsor. The firm’s advisory activity centers on portfolio management for pooled investment vehicles and it commonly serves institutional investors. Rockwood acts as an investment manager and as a general partner/managing member for its pooled vehicles, charging a mix of asset-based fees, fixed fees and performance-linked fees. The firm reports being an active ESG investor, indicating ESG factors are integrated into its investment process. Rockwood is organized as a domestic entity and is not positioned as a capital allocator to unrelated managers; instead it runs its own products and structures. It is not identified as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser in the provided data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Christopher Merrill

    Christopher Merrill

    Co-Founder, Chairman & CEOCRD 4555201

  • Marti Breier

    Marti Breier

    Partner, General Counsel and Chief Compliance OfficerCRD 7529249

Contacts

3 of 5
  • Jaclyn Chou

    Executive Director, Financial OperationsCRD 6927236

  • Tyson Skillings

    Tyson Skillings

    Managing PartnerCRD 6317812

  • Jay Hennick

    CRD 7587762

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
140 E 45th St
Time zone
ET (UTC-5)
Office locations

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