GUARDIAN CAPITAL, LLC
Firm details
- Headquarters
- WEXFORD, Pennsylvania
- CRD number
- 156015
- Registered since
- November 6, 2024
- Website
- www.guardiancapitalllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals56.97%
- HNWI42.95%
- Investment Companies0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Guardian Capital, LLC is an independent, privately owned registered investment adviser organized as an LLC and SEC-registered in 2024. The firm positions itself as a capital allocator that manages both individual & family and institutional relationships. Its billing options include percentage-of-AUM fees as well as hourly and fixed-fee arrangements. Core advisory services listed by the firm are financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. Guardian Capital notes affiliations with a law firm and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds50%
- Exchange Traded Equities49%
- Cash & Cash Equivalents1%
Contacts
3 of 5Benjamin Pearce
Investment Advisor RepresentativeCRD 6800429
GREG MILLER
Managing MemberCRD 4628226
THOMAS BORIS
Investment Adviser RepresentativeCRD 5057150
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 53Active vs passive
$81M in ETFs
78%
$63.1M
20%
$17.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANECK SEMICONDUCTOR ETF (SMH) | VanEck | Passive | Technology | $9M | 23,481 | 11.11% |
Location
WEXFORD, PA
ALLEGHENY
Location
WEXFORD, PA
Headquartered in WEXFORD, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.
- Metro area
- Pittsburgh-New Castle-Weirton, PA-OH-WV
- Region
- Northeast
- County
- ALLEGHENY
- Address
- 109 Vip Dr
- Time zone
- ET (UTC-5)
- Office locations
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