YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC

RIASEC RegisteredEst. 2022
Total AUM
$173M
Discretionary
$173M
100% of AUM
Avg account
$415K
Accounts
416
Employees
2
Advisory reps
2

Firm details

Headquarters
WEXFORD, Pennsylvania
CRD number
142913
Registered since
March 9, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI83.78%
  • Individuals15.57%
  • Corporations / Businesses0.59%
  • Charitable Organizations0.05%
Services
Portfolio Management for IndividualsPublication of Periodicals

Firm profile

FINTRX

Overview

Yanni & Associates Investment Advisors, LLC is an SEC-registered RIA (registered in 2022) organized as an LLC and owned by an individual. The firm serves both individual/family and institutional clients and combines portfolio management for individuals and small businesses with publishing periodic investment commentary. It also operates as an insurance broker and charges clients via a percentage-of-AUM fee schedule and fixed fees. The firm does not position itself as an ESG investor and is not listed as a multi-state adviser or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, US Government Bonds 20%, Exchange Traded Equities 5%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%72%
  • Public Funds/Mutual Funds72%
  • US Government Bonds20%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents2%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • MATTHEW YANNI

    Principal And Chief Compliance OfficerCRD 2767573

Contacts

1 of 1
  • Jonathan Stasko

    Investment AnalystCRD 8231615

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 22

Active vs passive

$91.9M in ETFs

Passive

96%

$88.6M

Active

3%

$3.3M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$16.3M25,09617.76%

Location

Primary office

WEXFORD, PA

ALLEGHENY

Location

WEXFORD, PA

Headquartered in WEXFORD, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.

Metro area
Pittsburgh-New Castle-Weirton, PA-OH-WV
Region
Northeast
County
ALLEGHENY
Address
2000 Corporate Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth