Yanni & Associates Investment Advisors, LLC

RIASEC RegisteredEst. 2022
Total AUM
$173M
Discretionary
$173M
100% of AUM
Avg account
$415K
Accounts
416
Employees
2
Advisory reps
2

Firm details

Headquarters
Wexford, Pennsylvania
CRD number
142913
Registered since
March 9, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI83.78%
  • Individuals15.57%
  • Corporations / Businesses0.59%
  • Charitable Organizations0.05%
Services
Portfolio Management for IndividualsPublication of Periodicals

Firm profile

FINTRX

Overview

Yanni & Associates Investment Advisors, LLC is an SEC-registered investment adviser organized as an LLC and operating under individual ownership. The firm serves both individual and family clients as well as institutional investors, and it provides portfolio management for individuals and small businesses. Fee arrangements include a percentage-of-AUM schedule as well as fixed fees. The firm also lists insurance brokerage among its business activities and produces periodicals or newsletters as part of its advisory offering. It does not identify itself as an active ESG investor and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, US Government Bonds 20%, Exchange Traded Equities 5%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%72%
  • Public Funds/Mutual Funds72%
  • US Government Bonds20%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents2%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Matthew Yanni

    Matthew Yanni

    Principal And Chief Compliance OfficerCRD 2767573

Contacts

1 of 1
  • Jonathan Stasko

    Jonathan Stasko

    Investment AnalystCRD 8231615

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 22

Active vs passive

$104M in ETFs

Passive

97%

$100M

Active

3%

$3.4M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$18.5M24,70817.81%

Location

Primary office

Wexford, PA

Allegheny

Location

Wexford, PA

Headquartered in Wexford, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.

Metro area
Pittsburgh-New Castle-Weirton, PA-OH-WV
Region
Northeast
County
Allegheny
Address
2000 Corporate Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth