4TH RIVER FINANCIAL GROUP, INC.
Firm details
- Headquarters
- WEXFORD, Pennsylvania
- CRD number
- 149058
- Website
- www.4thriverfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals71.72%
- HNWI28.28%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
4th River Financial Group, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm serves individuals and families, offering financial planning and portfolio management for individuals and small businesses. Its client engagement extends beyond one-on-one advice to include publication of periodicals or newsletters and delivery of educational seminars and workshops. Fee arrangements combine a percentage-of-AUM approach with hourly charges. The adviser does not present itself as an ESG investor, is not multi‑state registered, and is not positioned as a capital allocator to third‑party managers.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds81%
- Exchange Traded Equities18%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Owners & executives
2 of 2CRAIG THOMPSON
CEO and Managing PartnerCRD 4429022
NATHAN THOMPSON
Chief Investment Officer & Managing PartnerCRD 4361520
Contacts
2 of 2LYNN JOHNSON
Vice President and Managing PartnerCRD 4493925
RONALD SMITH
Investment Advisor RepresentativeCRD 2513452
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
WEXFORD, PA
ALLEGHENY
Location
WEXFORD, PA
Headquartered in WEXFORD, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.
- Metro area
- Pittsburgh-New Castle-Weirton, PA-OH-WV
- Region
- Northeast
- County
- ALLEGHENY
- Address
- 7500 Brooktree Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
KEYSTONE INVESTMENT ADVISORS, LLC
RIAWEXFORD, PA
DRAZGA WEALTH ADVISORS, LLC
RIAWEXFORD, PA
WEXFORD WEALTH ADVISORS LLC
RIAWEXFORD, PA
CORPORATE BENEFITS CONSULTANTS, INC.
RIAWEXFORD, PA
THREE RIVERS EXECUTIVE CONSULTING, LLC
RIAWEXFORD, PA
KEY WEALTH MANAGEMENT, INC.
RIAWEXFORD, PA