Griffin Financial Group, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
37
Avg account
$0

Firm details

Headquarters
Reading, Pennsylvania
CRD number
119004
Registered since
August 1, 2002

Firm profile

FINTRX

Overview

Griffin Financial Group, LLC is an SEC-registered limited liability company formed in 2002 that is classified in FINTRX's data as operating in an investment bank capacity. Ownership is listed as a combination of a domestic entity and an individual. The database notes the firm is not a capital allocator, does not identify as an active ESG investor, and is not flagged as a pension consultant or related adviser. FINTRX does not supply detail on Griffin Financial Group's client base, fee schedule, advisory activities, or specific business lines, and the firm has not provided information about activities or external affiliations in the source material. That makes it difficult to draw conclusions about the types of clients served or the firm's service model from the available public data.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • John Durofchalk

    CFOCRD 4494297

  • Matthew O'leary

    Matthew O'leary

    CEOCRD 6077840

  • Scott Noah

    Scott Noah

    Chief Compliance OfficerCRD 2334448

Contacts

3 of 34
  • Stacey Weikel

    Stacey Weikel

    Senior Vice PresidentCRD 5927725

  • Richard Wood

    Richard Wood

    Senior Vice PresidentCRD 5184700

  • Richard Quad

    Richard Quad

    Head, Depository InstitutionsCRD 2939461

Unlock 31 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Reading, PA

Berks

Location

Reading, PA

Headquartered in Reading, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Berks
Address
607 Washington St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth