Griffin Financial Group, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
37
Avg account
$0

Firm details

Headquarters
Reading, Pennsylvania
CRD number
119004
Registered since
August 1, 2002

Firm profile

FINTRX

Overview

Griffin Financial Group, LLC is an SEC-registered limited liability company that has been on the register since 2002. FINTRX classifies the firm as an investment bank rather than a capital allocator or large-scale asset manager. Ownership is listed as a mix of a domestic entity and an individual. The profile contains very limited disclosure about the firm’s client types, fee schedule, or day-to-day advisory activities. The firm is reported as not being an active ESG investor, not serving as a pension consultant, and not identified as a related adviser in the available record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • John Durofchalk

    CFOCRD 4494297

  • Matthew O'leary

    Matthew O'leary

    CEOCRD 6077840

  • Scott Noah

    Scott Noah

    Chief Compliance OfficerCRD 2334448

Contacts

3 of 34
  • Stacey Weikel

    Stacey Weikel

    Senior Vice PresidentCRD 5927725

  • Richard Wood

    Richard Wood

    Senior Vice PresidentCRD 5184700

  • Richard Quad

    Richard Quad

    Head, Depository InstitutionsCRD 2939461

Unlock 31 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Reading, PA

Berks

Location

Reading, PA

Headquartered in Reading, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Berks
Address
607 Washington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth