GRIFFIN FINANCIAL GROUP, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
38
Avg account
$0

Firm details

Headquarters
READING, Pennsylvania
CRD number
119004
Registered since
August 1, 2002

Firm profile

FINTRX

Overview

Griffin Financial Group, LLC is organized as a limited liability company and is recorded as SEC-registered since 2002. FINTRX classifies the firm as an investment bank rather than a capital allocator or pension consultant. Ownership is listed in the source as a domestic entity and an individual. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser in the FINTRX record. Key operational details such as stated client segments, advisory activities, and fee structure were not provided in the dataset, limiting visibility into the firm's client-facing model and service mix.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • JOHN DUROFCHALK

    CFOCRD 4494297

  • MATTHEW O'LEARY

    CEOCRD 6077840

  • SCOTT NOAH

    Chief Compliance OfficerCRD 2334448

Contacts

3 of 35
  • STACEY WEIKEL

    Senior Vice PresidentCRD 5927725

  • RICHARD WOOD

    Senior Vice PresidentCRD 5184700

  • RICHARD QUAD

    Head, Depository InstitutionsCRD 2939461

Unlock 32 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

READING, PA

BERKS

Location

READING, PA

Headquartered in READING, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
BERKS
Address
607 Washington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth