Great Lakes Advisors, LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 110757
- Registered since
- March 24, 1982
- Website
- www.greatlakesadvisors.com
- Custodians
- STATE STREET BANK AND TRUST COMPANY, LPL FINANCIAL LLC, WINTRUST PRIVATE TRUST COMPANY, N.A.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- Investment Companies27.48%
- Pension & Profit Sharing Plans19.73%
- Other12.72%
- HNWI10.78%
- Charitable Organizations8.6%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Great Lakes Advisors, LLC is an independent, SEC-registered RIA (since 1982) that combines advisory and capital-allocation activities for both individual/family and institutional clients. The firm provides a broad set of advisory services — financial planning, portfolio management across individuals, pooled vehicles and investment companies, and the selection of sub-advisers — and also sponsors or serves as GP/managing member of pooled investment vehicles. Fee arrangements include percentage-of-AUM, fixed fees, and performance-based fees. Great Lakes identifies as an active ESG investor and lists relationships with banking, trust and insurance entities as part of its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- Public Funds/Mutual Funds10%
- US Government Bonds9%
- State & Local Bonds6%
- Investment Grade Corp Bonds6%
Owners & executives
3 of 6
Elliott Silver
Chief Compliance OfficerCRD 1594446
Patrick Morrissey
Chief Investment Officer - Fixed IncomeCRD 1257347
Paul Clayton Carlisle
Chief Operating OfficerCRD 6314743
Contacts
3 of 25
Peter Lynch
Client Portfolio ManagerCRD 5721758
Joseph Sciaccotta
Financial PlannerCRD 6998002
Bryan Long
Associate Portfolio ManagerCRD 6810657
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 52Active vs passive
$594M in ETFs
95%
$566M
2%
$28.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| HARBOR COMMODITY ALL-WEATHER STRATEGY ETF (HGER) | Harbor | Passive | Commodities Broad Basket | $108M | 3,674,133 | 18.14% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 231 S La Salle St
- Time zone
- CT (UTC-6)
- Office locations
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