Great Lakes Advisors, LLC

RIASEC Registered

Total AUM

$16.2B

Discretionary

$15.9B

98% of AUM

Avg account

$5.4M

Accounts

2,978

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 110757
Registered since: March 24, 1982
Website: www.greatlakesadvisors.com
Custodians: STATE STREET BANK AND TRUST COMPANY, LPL FINANCIAL LLC, WINTRUST PRIVATE TRUST COMPANY, N.A.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: Investment Companies27.48%
Pension & Profit Sharing Plans19.73%
Other12.72%
HNWI10.78%
Charitable Organizations8.6%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Great Lakes Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 1982. The firm serves both individual/family and institutional clients and acts as a capital allocator, offering portfolio management, financial planning, selection of other advisers, and management for pooled vehicles and investment companies. Its fee arrangements include percentage-of-AUM, fixed fees, performance-based fees and other structures. Great Lakes indicates it incorporates ESG considerations into its investment process and has industry ties to banking or thrift institutions, trust companies, insurance companies, and participation as sponsor/GP or managing member of pooled investment vehicles.