GREAT LAKES ADVISORS, LLC
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 110757
- Registered since
- March 24, 1982
- Website
- www.greatlakesadvisors.com
- Custodians
- STATE STREET BANK AND TRUST COMPANY, LPL FINANCIAL LLC, WINTRUST PRIVATE TRUST COMPANY, N.A.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- Investment Companies27.48%
- Pension & Profit Sharing Plans19.73%
- Other12.72%
- HNWI10.78%
- Charitable Organizations8.6%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Great Lakes Advisors, LLC is an independent registered investment adviser that acts as a capital allocator to both individual/family and institutional clients. Founded (SEC-registered) in 1982, the firm provides a mix of financial planning and portfolio management across individuals, pooled vehicles and institutional mandates, and also engages in selecting third‑party advisers. The firm reports being an active ESG investor and employs a multi‑fee approach that can include percentage‑of‑AUM, fixed, performance‑based and other fee arrangements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- Public Funds/Mutual Funds10%
- US Government Bonds9%
- State & Local Bonds6%
- Investment Grade Corp Bonds6%
Owners & executives
3 of 6JON QUIGLEY
Chief Investment OfficerCRD 2653565
PAUL CLAYTON CARLISLE
Chief Operating OfficerCRD 6314743
THOMAS KILEY
CEOCRD 1757439
Contacts
3 of 25CELENA ROLDAN
ManagerCRD 7069597
RONEE GREAZEL
Client Portfolio ManagerCRD 2862289
PETER LYNCH
Client Portfolio ManagerCRD 5721758
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 47Active vs passive
$555M in ETFs
96%
$530M
1%
$25M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| HARBOR COMMODITY ALL-WEATHER STRATEGY ETF (HGER) | Harbor | Passive | Commodities Broad Basket | $119M | 3,834,178 | 21.42% |
Location
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 231 S La Salle St
- Time zone
- CT (UTC-6)
- Office locations
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