ZACKS INVESTMENT MANAGEMENT, INC.

RIASEC RegisteredEst. 1992

Total AUM

$14.6B

Discretionary

$14.6B

100% of AUM

Avg account

$1.2M

Accounts

12,368

Employees

132

Advisory reps

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 110897
Registered since: January 17, 1992
Website: www.zacksim.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, LPL FINANCIAL LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Other44.53%
HNWI23.87%
Other Investment Advisers16.49%
Individuals6.89%
Investment Companies5.55%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Zacks Investment Management, Inc. is a corporation that has been SEC-registered since 1992 and provides advisory services to both individual/family and institutional clients. The firm offers financial planning and portfolio management across individuals, small businesses, investment companies, pooled vehicles, and institutions. Compensation arrangements include percentage-of-AUM fees, fixed fees, and performance-based fees. The firm identifies as an active ESG investor and is involved in sponsorship and management roles for pooled investment vehicles, acting as sponsor, general partner, and managing member in certain structures. Industry affiliations noted include broker-dealer and accounting relationships.