Geowealth Management LLC

RIASEC Registered
Total AUM
$17.6B
Discretionary
$6.8B
39% of AUM
Avg account
$211K
Accounts
83,125
Employees
88
Advisory reps
21

Firm details

Headquarters
Chicago, Illinois
CRD number
148222
Registered since
February 25, 2010
Website
geowealth.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals55.27%
  • HNWI39.85%
  • Pension & Profit Sharing Plans2.48%
  • Corporations / Businesses2.22%
  • Charitable Organizations0.18%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Geowealth Management LLC is an independent RIA organized as an LLC and registered with the SEC in 2010. The firm serves both individual and family clients as well as institutional clients, billing clients via a mix of percentage-of-AUM and fixed fees. Its advisory remit includes portfolio management for individuals and small businesses as well as for businesses and institutions; the firm also publishes periodicals and runs educational seminars and workshops. Geowealth is not positioned as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 70%, Exchange Traded Equities 19%, State & Local Bonds 4%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 2%, US Government Bonds 1%70%
  • Public Funds/Mutual Funds70%
  • Exchange Traded Equities19%
  • State & Local Bonds4%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds2%

Owners & executives

3 of 3
  • Colin Falls

    Colin Falls

    Chief Executive OfficerCRD 5742290

  • John Hannah

    John Hannah

    EVP & Chief Operating OfficerCRD 5898620

  • Karen Garcia

    Karen Garcia

    Chief Operating OfficerCRD 1797312

Contacts

3 of 18
  • William Stewart

    William Stewart

    Vice President, Portfolio Management GroupCRD 5746437

  • Michael Mooney

    Michael Mooney

    Advisor Services AssociateCRD 5161481

  • Josh Hagar

    Josh Hagar

    Relationship ManagerCRD 6959783

Unlock 15 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 512

Active vs passive

$2.9B in ETFs

Passive

67%

$2B

Active

30%

$960M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$245M357,4018.39%
Unlock additional holdings →

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
444 N Michigan Ave
Time zone
CT (UTC-6)
Office locations

Similar firms

Monroe Capital Management Advisors LLC

RIA

Chicago, IL

AUM $18.6BTEAM 282REPS 8

Great Lakes Advisors, LLC

RIA

Chicago, IL

AUM $16.2BTEAM 84REPS 31

50 South Capital Advisors, LLC

RIA

Chicago, IL

AUM $16.1BTEAM 68REPS 7

Harrison Street Advisors, LLC

RIA

Chicago, IL

AUM $20.2BTEAM 321REPS 4

Madison Dearborn Partners

RIA

Chicago, IL

AUM $20.7BTEAM 73REPS 19

Wolverine Asset Management, LLC

RIA

Chicago, IL

AUM $14.8BTEAM 44REPS 5
More RIAs in Chicago →All Illinois RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth