Gray Oak Capital, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
290056
Registered since
April 16, 2019

Firm profile

FINTRX

Overview

Gray Oak Capital, LLC is organized as a limited liability company and appears on SEC records with registration dating to 2019. The firm is privately owned by an individual and is categorized in FINTRX as unclassified; FINTRX does not list specific advisory activities, client segments, or a stated fee structure for the firm. The record indicates Gray Oak Capital does not act as a capital allocator and is not identified as an active ESG investor. Publicly available profile elements are minimal. The combination of individual ownership, an unclassified designation, and the lack of disclosed advisory details suggests a very small operation or a vehicle that does not distribute typical retail advisory services, but FINTRX does not provide explicit operating details.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Frank Ingraham

    Frank Ingraham

    Chief Compliance OfficerCRD 2918519

  • Mark Halvorsen

    Mark Halvorsen

    CEOCRD 4750852

Contacts

3 of 7
  • Sharon Schoen

    Sharon Schoen

    AdministratorCRD 2165454

  • Irenee May

    Irenee May

    Member, Board Of DirectorsCRD 2627779

  • Michael Wilkins

    Partner, FounderCRD 1692310

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
55 Old Field Point Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth