Gragg Financial

RIASEC RegisteredEst. 2020

Total AUM

$215M

Discretionary

$215M

100% of AUM

Avg account

$453K

Accounts

475

Employees

Advisory reps

Firm details

Headquarters: Shelby, North Carolina
CRD number: 110592
Registered since: October 7, 2020
Website: www.graggfinancial.com
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI50.45%
Individuals22.82%
Charitable Organizations14.84%
Pension & Profit Sharing Plans11.33%
Corporations / Businesses0.56%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Gragg Financial is organized as a limited liability partnership and operates as an independent registered investment adviser (SEC-registered in 2020). Ownership is listed as individual, and the firm serves both individual/family clients and institutional accounts. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. The firm also lists accounting among its business activities. Fee arrangements combine a percentage of assets under management with hourly billing. Gragg Financial is not positioned as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser or pension consultant.