Gouws Capital LLC

RIASEC RegisteredEst. 2021
Total AUM
$210M
Discretionary
$210M
100% of AUM
Avg account
$2.1M
Accounts
101
Employees
3
Advisory reps
2

Firm details

Headquarters
Charlotte, North Carolina
CRD number
153812
Registered since
September 30, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI96.21%
  • Individuals3.79%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Gouws Capital LLC is an independent, SEC-registered registered investment adviser that provides portfolio management for individuals and small businesses. Formed as an LLC and operating under individual ownership, the firm bills clients on a percentage-of-AUM and/or fixed-fee basis. Its SEC registration dates to 2021. Gouws Capital focuses on traditional equity exposure — it reports equities as its preferred asset class — and does not identify as an active ESG investor. The firm is not a multi-state adviser, pension consultant, related adviser, or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Public Funds/Mutual Funds 23%, Cash & Cash Equivalents 5%, US Government Bonds 2%70%
  • Exchange Traded Equities70%
  • Public Funds/Mutual Funds23%
  • Cash & Cash Equivalents5%
  • US Government Bonds2%

Contacts

2 of 2
  • Fanie Gouws

    Fanie Gouws

    Founder and PrincipalCRD 1408928

  • Justin Brooks

    Justin Brooks

    Director of ResearchCRD 6629308

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 13

Active vs passive

$45.5M in ETFs

Passive

93%

$42.5M

Active

0%

$3M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$24.4M33,08853.55%

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
15720 Brixham Hill Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth