Octagon Asset Management, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 286248
- Registered since
- April 17, 2017
- Website
- octagonam.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies98.34%
- Pooled Investment Vehicles1.66%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Octagon Asset Management, LLC is a privately held limited liability company that registers with the SEC as a hedge fund adviser and lists institutional clients as its primary base. The firm provides portfolio management for pooled investment vehicles and charges a combination of asset-based fees and performance fees. It is organized as a domestic entity with individual ownership involvement and has been SEC-registered since 2017. Octagon does not present itself as an ESG-focused manager, is not registered as a multi-state adviser, and does not identify as a capital allocator or pension consultant in its filings.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Caldwell Welles
President and CEOCRD 2137334
John Heyke
Chief Compliance OfficerCRD 2450178
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 615 S College St
- Time zone
- ET (UTC-5)
- Office locations
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