GOING CPAS AND WEALTH ADVISORS

RIASEC RegisteredEst. 2025
Total AUM
$161M
Discretionary
$161M
100% of AUM
Avg account
$268K
Accounts
601
Employees
10
Advisory reps
12

Firm details

Headquarters
OPELOUSAS, Louisiana
CRD number
117104
Registered since
August 4, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI47.69%
  • Individuals41.53%
  • Charitable Organizations6.99%
  • Pension & Profit Sharing Plans2.27%
  • Corporations / Businesses1.52%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Going Cpas And Wealth Advisors is an independent RIA organized as a limited liability partnership that combines accounting practice roots with wealth advisory services. The firm serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements include a percentage-of-AUM component alongside hourly charges. The firm is SEC-registered (registration year listed as 2025) and identifies as an accountant-led advisory practice rather than a capital allocator or multi-state adviser. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, Investment Grade Corp Bonds 6%, Exchange Traded Equities 2%, US Government Bonds 1%, State & Local Bonds 1%, Cash & Cash Equivalents 1%, Other 1%88%
  • Public Funds/Mutual Funds88%
  • Investment Grade Corp Bonds6%
  • Exchange Traded Equities2%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

3 of 12
  • Scott Hayes

    PartnerCRD 7224053

  • Charles Ledoux

    PartnerCRD 6751704

  • Robert Roy

    Investment Advisor RepresentativeCRD 7123760

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

OPELOUSAS, LA

SAINT LANDRY

Location

OPELOUSAS, LA

Headquartered in OPELOUSAS, LA, anchoring the Lafayette-Opelousas-Morgan City, LA metro in the South.

Metro area
Lafayette-Opelousas-Morgan City, LA
Region
South
County
SAINT LANDRY
Address
2811 S Union St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth