BROUSSARD FINANCIAL GROUP, LLC

RIASEC RegisteredEst. 2024
Total AUM
$139M
Discretionary
$139M
100% of AUM
Avg account
$317K
Accounts
438
Employees
2
Advisory reps
1

Firm details

Headquarters
KAPLAN, Louisiana
CRD number
123724
Registered since
July 2, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI81.69%
  • Individuals18.31%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Broussard Financial Group, LLC is an independent SEC-registered registered investment adviser organized as an LLC and first registered in 2024. The firm serves individual and family clients and offers financial planning and portfolio management for individuals and small businesses. Compensation is a mix of percentage-of-AUM fees along with hourly and fixed-fee arrangements. The adviser reports being an active ESG investor and does not operate as a capital allocator or related adviser; it is not positioned as a pension consultant or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 93%, Cash & Cash Equivalents 4%, Exchange Traded Equities 2%, Private Funds 1%93%
  • Public Funds/Mutual Funds93%
  • Cash & Cash Equivalents4%
  • Exchange Traded Equities2%
  • Private Funds1%

Contacts

1 of 1
  • JERRY BROUSSARD

    PresidentCRD 1230207

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 31

Active vs passive

$142M in ETFs

Passive

66%

$94.3M

Active

33%

$47.9M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE FLOATING RATE TREASURY FUND (USFR)Wisdom TreePassiveUltrashort Bond$18.8M372,95313.21%

Location

Primary office

KAPLAN, LA

VERMILION

Location

KAPLAN, LA

Headquartered in KAPLAN, LA, anchoring the Lafayette-Opelousas-Morgan City, LA metro in the South.

Metro area
Lafayette-Opelousas-Morgan City, LA
Region
South
County
VERMILION
Address
106 W Veterans Meml Dr
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth