GODFREY FINANCIAL ASSOCIATES, INC.
Firm details
- Headquarters
- GLENMONT, New York
- CRD number
- 126189
- Registered since
- September 20, 2013
- Website
- www.godfreyfinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI58.32%
- Individuals41.55%
- Charitable Organizations0.13%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Godfrey Financial Associates, Inc. is an independent registered investment adviser formed in 2013 and owned by an individual proprietor. The firm serves primarily individual and family clients, and it combines financial planning with portfolio management for individuals and small businesses. Fee arrangements include asset-based charges as well as hourly and fixed-fee engagements. Godfrey also operates as an insurance broker and identifies itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds86%
- Exchange Traded Equities5%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds2%
- US Government Bonds1%
Owners & executives
1 of 1KATHLEEN GODFREY
President, Chief Executive OfficerCRD 2672217
Contacts
2 of 2Tiffany Soricelli
Financial AdvisorCRD 6473884
RUTH JOHNSON
Lead Financial AdvisorCRD 4585822
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 433Active vs passive
$94M in ETFs
94%
$88M
5%
$6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $13.1M | 20,040 | 13.92% |
Location
GLENMONT, NY
ALBANY
Location
GLENMONT, NY
Headquartered in GLENMONT, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- ALBANY
- Address
- 797 Route 9W
- Time zone
- ET (UTC-5)
- Office locations
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