Glass City Capital Management, LLC

RIASEC Registered
Total AUM
$5.9M
Discretionary
$5.9M
100% of AUM
Avg account
$296K
Accounts
20
Employees
1
Advisory reps
1

Firm details

Headquarters
Maumee, Ohio
CRD number
297327
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • Individuals59.38%
  • HNWI40.62%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Glass City Capital Management, LLC is an independent, owner-operated registered investment adviser organized as a limited liability company that provides fee-based portfolio management primarily for individual and family clients and small businesses. The firm charges fees as a percentage of assets under management and focuses on discretionary management rather than consulting or pension work. Its filings indicate it does not position itself as an ESG-focused manager, it is not a multi-state adviser, and it does not identify as a capital allocator or related adviser. The firm’s advisory activity is concentrated on direct portfolio management for individual and small business clients, implying a hands-on, client-level investment approach rather than wholesale or institutional distribution.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Chad Clay

    Chad Clay

    FounderCRD 6973099

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Maumee, OH

Lucas

Location

Maumee, OH

Headquartered in Maumee, OH, anchoring the Toledo-Findlay-Tiffin, OH metro in the Midwest.

Metro area
Toledo-Findlay-Tiffin, OH
Region
Midwest
County
Lucas
Address
1715 Indian Wood Cir
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth