Camelot Portfolios, LLC

RIASEC RegisteredEst. 2010

Total AUM

$272M

Discretionary

$270M

99% of AUM

Avg account

$131K

Accounts

2,076

Employees

Advisory reps

Firm details

Headquarters: Maumee, Ohio
CRD number: 145918
Registered since: January 4, 2010
Website: www.camelotportfolios.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, INTERACTIVE BROKERS LLC, GOLDMAN SACHS CUSTODY SOLUTIONS
Fee structure: Percentage of AUM, Hourly Charges, Performance Based Fees
Client types: HNWI51%
Individuals39.35%
Other6.7%
Charitable Organizations1.76%
Corporations / Businesses0.76%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Camelot Portfolios, LLC is an independent, individually owned registered investment adviser that has been SEC-registered since 2010. The firm serves both individual and family clients as well as institutional accounts and delivers a mix of financial planning and portfolio management services for individuals, small businesses and institutions. It also runs educational workshops and maintains broker-dealer registration and insurance brokerage capabilities, which allow it to combine advisory relationships with transactional and insurance solutions. The firm charges advisory fees on a percentage-of-AUM basis alongside hourly billing and, in some arrangements, performance-based fees. Camelot does not position itself as an ESG-focused manager. It uses third-party managers for some alternative exposure rather than acting as a broad allocator to external funds.