Camelot Portfolios, LLC

RIASEC RegisteredEst. 2010

Total AUM

$272M

Discretionary

$270M

99% of AUM

Avg account

$131K

Accounts

2,076

Employees

Advisory reps

Firm details

Headquarters: Maumee, Ohio
CRD number: 145918
Registered since: January 4, 2010
Website: www.camelotportfolios.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, INTERACTIVE BROKERS LLC, GOLDMAN SACHS CUSTODY SOLUTIONS
Fee structure: Percentage of AUM, Hourly Charges, Performance Based Fees
Client types: HNWI51%
Individuals39.35%
Other6.7%
Charitable Organizations1.76%
Corporations / Businesses0.76%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Camelot Portfolios, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2010. The firm is owned by an individual and serves both individual & family clients and institutional clients. Its advisory offering combines financial planning with discretionary portfolio management for individuals, small businesses and institutions, and the firm also runs educational seminars and workshops. Camelot operates with multiple fee arrangements, including a percentage-of-AUM model, hourly billing and performance-based fees. It conducts broker-dealer and insurance brokerage activities through registered-representative relationships. The firm is not positioned as a capital allocator and does not identify as an ESG-focused manager; it also is not a multistate or newly formed adviser, nor a pension consultant. Industry affiliations include relationships with another investment adviser and a law firm.