THE RETIREMENT GUYS FORMULA
Firm details
- Headquarters
- MAUMEE, Ohio
- CRD number
- 168561
- Registered since
- July 20, 2020
- Website
- retirementguysformula.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals80.81%
- HNWI18.89%
- Corporations / Businesses0.18%
- Charitable Organizations0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
The Retirement Guys Formula is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2020. The firm is owned by an individual and serves both individual/family and institutional clients. It operates as a capital allocator, combining direct management with selection of third‑party managers and funds. Advisory services center on financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Its fee model is a mix of percentage-of-AUM, hourly and fixed fees, and other arrangements. The firm identifies as an active ESG investor and lists affiliations spanning broker-dealer, accounting, and insurance firms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities31%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds3%
Owners & executives
1 of 1NOLAN BAKER
President, CEOCRD 2900826
Contacts
3 of 5RYAN CLAIR
Investment Adviser RepresentativeCRD 6308478
TERREL EISERT
Investment Advisor RepresentativeCRD 714010
CHAZ PRICE
Director of Plan ServicesCRD 4890676
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$114M in ETFs
52%
$59.3M
47%
$54.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | JP Morgan | Active | Ultrashort Bond | $12.1M | 239,599 | 10.67% |
Location
MAUMEE, OH
LUCAS
Location
MAUMEE, OH
Headquartered in MAUMEE, OH, anchoring the Toledo-Findlay-Tiffin, OH metro in the Midwest.
- Metro area
- Toledo-Findlay-Tiffin, OH
- Region
- Midwest
- County
- LUCAS
- Address
- 1700 Woodlands Dr
- Time zone
- ET (UTC-5)
- Office locations
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