The Retirement Guys Formula
Firm details
- Headquarters
- Maumee, Ohio
- CRD number
- 168561
- Registered since
- July 20, 2020
- Website
- retirementguysformula.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals80.81%
- HNWI18.89%
- Corporations / Businesses0.18%
- Charitable Organizations0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
The Retirement Guys Formula is an independent, individual-owned registered investment adviser organized as an LLC. It has been SEC registered since 2020 and positions itself as a capital allocator serving both individual & family and institutional clients. Core advisory services include financial planning, portfolio management for individuals and small businesses, and selection of other advisers. The firm charges a mix of fees—percentage of AUM, hourly, fixed, and other fee arrangements—and identifies as an active ESG investor. The firm maintains industry relationships with broker-dealers, accounting professionals, and insurance companies, which aligns with its mix of advisory services and its use of outside managers and insurance products.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities42%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 69Active vs passive
$142M in ETFs
50%
$71.6M
49%
$70.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | JP Morgan | Active | Ultrashort Bond | $15.2M | 301,606 | 10.70% |
Location
Maumee, OH
Lucas
Location
Maumee, OH
Headquartered in Maumee, OH, anchoring the Toledo-Findlay-Tiffin, OH metro in the Midwest.
- Metro area
- Toledo-Findlay-Tiffin, OH
- Region
- Midwest
- County
- Lucas
- Address
- 1700 Woodlands Dr
- Time zone
- ET (UTC-5)
- Office locations
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