GENEVA PARTNERS, LLC

RIASEC RegisteredEst. 2016
Total AUM
$424M
Discretionary
$424M
100% of AUM
Avg account
$336K
Accounts
1,261
Employees
9
Advisory reps
9

Firm details

Headquarters
LAKE GENEVA, Wisconsin
CRD number
130768
Registered since
May 9, 2016
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI75.2%
  • Individuals21.91%
  • Corporations / Businesses2.89%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Geneva Partners, LLC is a privately held limited liability company that has been SEC-registered since 2016 and operates as a fee-based investment adviser charging a percentage of assets under management. The firm serves both individual/family clients and institutional clients, focusing its advisory work on discretionary portfolio management for individuals, small businesses and for business or institutional portfolios. Geneva Partners reports no active ESG investing program and is not designated as a multi-state adviser. Its regulatory classification is listed as unclassified and it notes an industry affiliation with accounting professionals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Investment Grade Corp Bonds 9%, Cash & Cash Equivalents 9%, Public Funds/Mutual Funds 7%, US Government Bonds 3%, State & Local Bonds 3%69%
  • Exchange Traded Equities69%
  • Investment Grade Corp Bonds9%
  • Cash & Cash Equivalents9%
  • Public Funds/Mutual Funds7%
  • US Government Bonds3%

Contacts

3 of 9
  • THOMAS ROWE

    Investment Advisor RepresentativeCRD 2284275

  • MARK MCCURRY

    Investment Adviser RepresentativeCRD 1051014

  • STEVEN SCHWEFEL

    PresidentCRD 1091898

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 36

Active vs passive

$65.9M in ETFs

Passive

88%

$57.9M

Active

8%

$8M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$9.7M14,81514.68%

Location

Primary office

LAKE GENEVA, WI

WALWORTH

Location

LAKE GENEVA, WI

Headquartered in LAKE GENEVA, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
WALWORTH
Address
820 Geneva Pkwy N
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth