FULLGUARDS FINANCIAL

Overview

Fullguards Financial operates as a small, independent registered investment adviser focused on individuals and families, with additional work for small-business clients. The firm leans toward equity-heavy portfolios—exchange-traded equities are the dominant holding—and integrates ESG considerations into its investment process. Core services include financial planning, portfolio management for individuals and small businesses, and client education through seminars and workshops. Fee arrangements are flexible and include a percentage of assets under management, hourly charges, and fixed fees, allowing the firm to serve both ongoing advisory relationships and project-based planning engagements. Fullguards Financial is owner-operated and positions itself as a boutique adviser rather than a capital allocator or multi-state advisory platform. Given its size and stated activities, the firm appears to use a mix of liquid public markets for core exposures and selective external managers for alternative allocations and private placement opportunities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices