WYNN CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2026
Total AUM
$102M
Discretionary
$102M
100% of AUM
Avg account
$374K
Accounts
273
Employees
3
Advisory reps
2

Firm details

Headquarters
SANTA CRUZ, California
CRD number
119355
Registered since
April 23, 2026
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI83.76%
  • Individuals16.24%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Wynn Capital Management, LLC operates as an independent registered investment adviser focused on individual and family clients. The firm provides financial planning and discretionary portfolio management for individuals and small businesses, charging clients both a percentage of assets under management and hourly fees. Wynn Capital does not identify as an active ESG investor, does not serve as a capital allocator or pension consultant, and is structured as a limited liability company with individual ownership. Investment activity centers on publicly available pooled vehicles as the primary building blocks for client portfolios, supplemented by selective use of third-party alternative managers. The firm’s approach appears geared toward core-and-complement portfolios: mutual funds and public funds form the bulk of assets, while hedge funds and real estate allocations are used selectively to diversify return streams and reduce correlation to traditional equity and bond exposures.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, Other 6%, Exchange Traded Equities 4%, US Government Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%, Cash & Cash Equivalents 1%87%
  • Public Funds/Mutual Funds87%
  • Other6%
  • Exchange Traded Equities4%
  • US Government Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • THOMAS WYNN

    CEOCRD 2322640

Contacts

1 of 1
  • Susan Landry

    Lead AdvisorCRD 7383795

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

SANTA CRUZ, CA

SANTA CRUZ

Location

SANTA CRUZ, CA

Headquartered in SANTA CRUZ, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CRUZ
Address
101 Cooper St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth