Fuller & Thaler Asset Management Inc

RIASEC RegisteredEst. 1993

Total AUM

$30.3B

Discretionary

$30.3B

100% of AUM

Avg account

$4.9M

Accounts

6,127

Employees

Advisory reps

Firm details

Headquarters: San Mateo, California
CRD number: 107033
Registered since: May 13, 1993
Website: www.fullerthaler.com
Custodians: MORGAN STANLEY & CO. LLC, UBS FINANCIAL SERVICES INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Fixed Fees
Client types: Investment Companies82.71%
Individuals6.61%
Charitable Organizations2.33%
Pension & Profit Sharing Plans1.76%
State / Municipal Government1.72%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Fuller & Thaler Asset Management Inc is a corporation registered with the SEC since 1993 that operates as an institutional registered investment adviser. The firm serves individuals and families as well as institutional clients, providing portfolio management across a range of account types including separate accounts, pooled investment vehicles and investment companies. Its fee arrangements include both percentage-of-AUM and fixed-fee structures. The firm’s advisory scope explicitly covers portfolio management for individuals and small businesses, for investment companies, for pooled vehicles and for businesses or institutions. Fuller & Thaler is not designated as a capital allocator, is not an active ESG investor, and does not identify itself as a pension consultant or a related adviser in the available filings.