Franklin Advisers, Inc.
Firm details
- Headquarters
- San Mateo, California
- CRD number
- 104517
- Registered since
- January 30, 1986
- Website
- www.franklintempleton.com
- Custodians
- UBS GROUP, THE BANK OF NEW YORK MELLON, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies72.25%
- Pooled Investment Vehicles19.28%
- Individuals2.91%
- Sovereign Wealth Funds1.68%
- Pension & Profit Sharing Plans1.18%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Franklin Advisers, Inc. operates as a multi-strategy asset manager with capabilities across hedge funds, private equity, securitized asset strategies and pooled vehicles. The firm serves both individual/family clients and institutional investors, and it manages separate accounts, pooled funds and investment vehicles on a discretionary basis. Its fee mix includes asset-based fees and performance fees, and it also operates in a capacity as a CPO/CTA. Regulatory filings identify the firm as an active ESG investor. The firm’s business footprint includes traditional advisory roles—portfolio management for individuals, small businesses, institutions and pooled investment vehicles—and extends into sponsor/GP roles for pooled offerings. Industry relationships noted in filings include broker-dealer, trust company, banking/thrift and other investment-adviser affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- State & Local Bonds29%
- Investment Grade Corp Bonds17%
- US Government Bonds14%
- Exchange Traded Equities11%
- Private Funds11%
Owners & executives
3 of 8
Michael Hasenstab
Executive Vice President and Chief Investment OfficerCRD 2664323

Edward Perks
President, Chief Investment OfficerCRD 2320408

Stephen Dover
Chief Market StrategistCRD 1473436
Contacts
3 of 7
Rupert Johnson
Vice ChairmanCRD 1106669
Michael Mccarthy
Executive Vice President, Portfolio ManagerCRD 2289397

Roger Bayston
Executive Vice PresidentCRD 2278204
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 567Active vs passive
$13.5B in ETFs
68%
$9.2B
29%
$4.3B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FRANKLIN US CORE BOND ETF (FLCB) | Active | Intermediate Core Bond | $1.6B | 76,612,127 | 12.17% |
Location
San Mateo, CA
San Mateo
Location
San Mateo, CA
Headquartered in San Mateo, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 1 Franklin Pkwy
- Time zone
- PT (UTC-8)
- Office locations
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