Frontier Advisors, LLC

RIASEC Registered
Total AUM
$81.7M
Discretionary
$80.3M
98% of AUM
Avg account
$1M
Accounts
80
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
150839
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI93.01%
  • Individuals3.26%
  • Pooled Investment Vehicles1.76%
  • Pension & Profit Sharing Plans1.39%
  • Charitable Organizations0.57%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Frontier Advisors, LLC is a small, equity-tilted investment adviser that manages primarily discretionary portfolios for both high-net-worth individuals/families and institutional clients. The firm charges fees as a percentage of assets under management and runs concentrated separately managed accounts where exchange-traded equities and ETFs are the dominant instruments. Frontier’s registered activities focus on portfolio management for individuals, small businesses and institutions rather than broader consulting or pension work. The adviser reports a clear preference for liquid public markets exposure, with equities making up the vast majority of its managed assets. At the same time, Frontier supplements public-equity allocations with third-party alternative managers — including hedge funds, real estate and commodity strategies — and uses mutual funds where appropriate. The firm is not positioned as an ESG-active manager and operates as a single-office, individually owned LLC.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Public Funds/Mutual Funds 9%, Cash & Cash Equivalents 1%90%
  • Exchange Traded Equities90%
  • Public Funds/Mutual Funds9%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Richard Lesan

    Richard Lesan

    PrincipalCRD 4551965

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth