DASTA INVESTMENTS LLC

RIASEC RegisteredEst. 2021
Total AUM
$81.8M
Discretionary
$81.8M
100% of AUM
Avg account
$3K
Accounts
27,037
Employees
8
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
315589
Registered since
November 23, 2021
Custodians
APEX CLEARING CORPORATION
Fee structure
Other
Client types
  • Individuals75.38%
  • HNWI24.62%
Services
Publication of Periodicals

Firm profile

FINTRX

Overview

Dasta Investments LLC is a limited liability company that registered with the SEC in 2021 and serves individual and family clients. Its reported advisory activity includes producing periodicals or newsletters, and the firm is affiliated with a broker‑dealer. The adviser is not described as a capital allocator, does not identify as an active ESG investor, and is not designated as a multi‑state adviser. The firm’s fee structure is listed as “other,” and it does not report pension consulting or related‑adviser arrangements. The regulatory classification in the source material is unclassified.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • Steven Wang

    Chief Executive Officer & FounderCRD 7463254

Contacts

2 of 2
  • JUSTIN RAMIREZ

    CCOCRD 4819041

  • William Wise

    CRD 5781813

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
450 Broadway
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth