FREDERICKS MICHAEL SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
46725
Registered since
July 30, 1999
Website
fm-co.com

Firm profile

FINTRX

Overview

Fredericks Michael Securities, Inc. is organized as a corporation and is recorded as having been registered with the SEC in 1999. Ownership is listed as a combination of a domestic entity and an individual. Public data classifies the firm as unclassified and indicates it does not operate as a capital allocator. The available records also note the firm is not identified as an active ESG investor, is not registered as a multi-state adviser, and is not newly formed. Several typical fields — including fee structure, core business activities, and advisory services — were not provided in the source material.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • GEORGE PETER CARABERIS

    COO & Senior Managing DirectorCRD 3173570

  • BLAKE ANTHONY DAVIES

    Chief Executive OfficerCRD 1818403

Contacts

3 of 8
  • Mauricio Gojman

    Executive DirectorCRD 6941136

  • ALEXANDER ROBARTS

    Managing DirectorCRD 2538882

  • ALAN MITCHELL

    AdvisorCRD 2537112

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
430 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth