Fredericks Michael Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
46725
Registered since
July 30, 1999
Website
fm-co.com

Firm profile

FINTRX

Overview

Fredericks Michael Securities, Inc. is organized as a corporation with ownership indicated as a combination of a domestic entity and an individual. The firm's public profile is sparse: it is classified as unclassified and is not identified as a capital allocator. The record also indicates the firm does not self-identify as an active ESG investor, is not multi-state, is not newly formed, and is not listed as a pension consultant or related adviser. The firm has not provided detailed disclosures about its advisory activities, business lines, fee arrangements, or client segments in the source data, which limits what can be said about its client focus or investment approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • George Peter Caraberis

    COO & Senior Managing DirectorCRD 3173570

  • Blake Anthony Davies

    Chief Executive OfficerCRD 1818403

Contacts

3 of 7
  • Jon Nixon

    Jon Nixon

    FounderCRD 4710715

  • Charles Smulevitz

    Charles Smulevitz

    Senior Compliance ManagerCRD 5099387

  • Alan Mitchell

    Alan Mitchell

    AdvisorCRD 2537112

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
430 Park Ave
Time zone
ET (UTC-5)
Office locations

Similar firms