FPC INVESTMENT ADVISORY, INC.

RIASEC RegisteredEst. 2018
Total AUM
$365M
Discretionary
$365M
100% of AUM
Avg account
$484K
Accounts
753
Employees
5
Advisory reps
3

Firm details

Headquarters
PETALUMA, California
CRD number
122728
Registered since
February 26, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI77.52%
  • Individuals22.48%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

FPC Investment Advisory, Inc. is an independent, privately owned registered investment adviser that provides financial planning and portfolio management primarily to individual and family clients. The firm, organized as a corporation and SEC-registered since 2018, offers fee arrangements that include a percentage of assets under management as well as hourly and fixed-fee engagements. Its advisory scope emphasizes planning and discretionary portfolio management for individuals and small businesses. FPC does not self-identify as an active ESG investor and is not positioned as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 40%, Cash & Cash Equivalents 11%, Private Funds 1%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds40%
  • Cash & Cash Equivalents11%
  • Private Funds1%

Owners & executives

1 of 1
  • BIJAN GOLKAR

    CEO & Senior AdvisorCRD 5814146

Contacts

2 of 2
  • Matthew Kalabokes

    Associate Wealth AdvisorCRD 7211724

  • Tyler Schalch

    Wealth AdvisorCRD 6719804

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 21

Active vs passive

$272M in ETFs

Passive

100%

$272M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT)VanguardPassiveTechnology$94.6M90,84034.76%

Location

Primary office

PETALUMA, CA

SONOMA

Location

PETALUMA, CA

Headquartered in PETALUMA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SONOMA
Address
1465 N McDowell Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth