Fortune Financial Group, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 111378
- Registered since
- July 7, 2025
- Website
- fortunefinancialgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Commissions, Other
- Client types
- HNWI76.6%
- Individuals23.4%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Fortune Financial Group, Inc. is an independent registered investment adviser formed as a corporation and owned by an individual. The firm focuses on serving individual and family clients, providing financial planning and portfolio management for individuals and small businesses. Its fee model is mixed: percentage-of-AUM fees are used alongside hourly billing, commissions, and other fee arrangements. Fortune Financial Group is not a capital allocator and does not characterize itself as an active ESG investor. The adviser is SEC-registered (2025) and operates outside the multi-state adviser classification. Advisory activities emphasize personalized planning and discretionary portfolio management rather than institutional pension consulting or related-adviser services.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Other10%
- Exchange Traded Equities5%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2
Nicholas Kalivas
Head of Factor Investing StrategiesCRD 1764792
Bradley Rosley
CEOCRD 1559979
Contacts
1 of 1
Christine Kalivas
Certified Financial PlannerCRD 1734959
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 94Active vs passive
$110M in ETFs
82%
$90.3M
17%
$20.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 LOW VOLATILITY ETF (SPLV) | Invesco | Passive | Large Value | $8.3M | 110,796 | 7.52% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Liberty Asset Management
RIAAllentown, PA
Clement Street Capital LLC
RIADowners Grove, IL
Lifeplan Financial, LLC
RIAMankato, MN
Entrust Investment Services, Inc
RIACampbell, CA
Marathon Wealth Partners, Inc
RIAMercurio Wealth Advisors
RIALouisville, KY