Fortem Financial Group, LLC
Firm details
- Headquarters
- Palm Desert, California
- CRD number
- 291662
- Registered since
- January 25, 2018
- Website
- www.fortemfin.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
- Client types
- HNWI82.62%
- Individuals10.01%
- Charitable Organizations5.17%
- Corporations / Businesses2.14%
- Pension & Profit Sharing Plans0.06%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Fortem Financial Group, LLC is an independent registered investment adviser organized as an LLC. The firm has been SEC-registered since 2018 and serves a mix of individual and family clients alongside institutional relationships. Its advisory services emphasize financial planning and portfolio management for individuals and small businesses, and the firm also operates as an insurance broker and sells other financial products. Fee arrangements are flexible, including percentage-of-AUM billing, hourly and fixed fees, plus commission-based and other compensation structures. Fortem reports it is not an active ESG investor. Fortem’s business footprint and industry ties are wide-ranging: filings indicate connections to broker-dealers, alternative investment sponsors, accountants, law firms, insurance companies, and other industry service providers — situating the firm to source and place private offerings and third-party alternative funds alongside more traditional retail investments.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities45%
- Public Funds/Mutual Funds39%
- State & Local Bonds6%
- Cash & Cash Equivalents3%
- US Government Bonds2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$156M in ETFs
57%
$89.4M
35%
$66.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) BLACKSTONE SENIOR LOAN ETF (SRLN) | State Street | Active | Bank Loan | $15.3M | 379,113 | 9.83% |
Location
Palm Desert, CA
Riverside
Location
Palm Desert, CA
Headquartered in Palm Desert, CA, anchoring the Riverside-San Bernardino-Ontario, CA metro in the West.
- Metro area
- Riverside-San Bernardino-Ontario, CA
- Region
- West
- County
- Riverside
- Address
- 44801 Village Ct
- Time zone
- PT (UTC-8)
- Office locations
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