FORTEM FINANCIAL GROUP, LLC

RIASEC RegisteredEst. 2018
Total AUM
$632M
Discretionary
$627M
99% of AUM
Avg account
$606K
Accounts
1,042
Employees
10
Advisory reps
5

Firm details

Headquarters
PALM DESERT, California
CRD number
291662
Registered since
January 25, 2018
Website
www.fortemfin.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types
  • HNWI82.62%
  • Individuals10.01%
  • Charitable Organizations5.17%
  • Corporations / Businesses2.14%
  • Pension & Profit Sharing Plans0.06%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Fortem Financial Group, LLC is an independent registered investment adviser organized as an LLC in 2018. The firm serves both individual and family clients as well as institutional accounts, providing financial planning and portfolio management services for individuals and small businesses. Fortem also operates as an insurance broker and sells other financial products, and it charges clients via a mix of percentage-of-AUM, hourly, fixed fees, commissions and other arrangements. The adviser is not positioned as an ESG-focused manager, and it does not report acting as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 45%, Public Funds/Mutual Funds 39%, State & Local Bonds 6%, Cash & Cash Equivalents 3%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, Private Funds 2%, Other 1%45%
  • Exchange Traded Equities45%
  • Public Funds/Mutual Funds39%
  • State & Local Bonds6%
  • Cash & Cash Equivalents3%
  • US Government Bonds2%

Owners & executives

3 of 3

  • BRIAN AMIDEI

    Chief Executive Officer & Founding PartnerCRD 2965820

  • JOSEPH ROMANO

    President, Chief Operating Officer, Founding PartnerCRD 4140354

  • BRETT D'ORLANDO

    Chief Compliance Officer, Founding PartnerCRD 4834120

Contacts

2 of 2

  • Cole Pine

    Wealth AdvisorCRD 7131145

  • NADYNE ABUBO

    Client Service AssociateCRD 7984190

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 40

Active vs passive

$144M in ETFs

Passive

58%

$83.7M

Active

34%

$60.6M

ETFProviderStyleCategoryValueShares% of portfolio
GLOBAL X URANIUM ETF (URA)GlobalXPassiveNatural Resources$14.6M301,06610.11%
Unlock additional holdings →

Location

Primary office

PALM DESERT, CA

RIVERSIDE

Location

PALM DESERT, CA

Headquartered in PALM DESERT, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
RIVERSIDE
Address
44801 Village Ct
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth